
Compound operations are operations that consist of more than one discrete operation. Expressions that include postfix or prefix increment (++
), postfix or prefix decrement (--
), or compound assignment operators always result in compound operations. Compound assignment expressions use operators such as *=
, /=
, %=
, +=
, -=
, <<=
, >>=
, ^=
and , and |=
. Compound operations on shared variables must be performed atomically to prevent data races.
Noncompliant Code Example (Logical Negation)
This noncompliant code example declares a shared_
Bool
Bool
flag
variable and provides a toggle_flag()
method that negates the current value of flag
.: Code Block | |
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#include <stdbool.h> static |
bool flag = |
false; void toggle_flag(void) { flag = !flag; } |
bool get_flag(void) { return flag; } |
Execution of this code may result in a data race because because the value of of flag
is is read, negated, and written back.
Consider, for example, two threads that call toggle_flag()
. The expected effect of toggling flag
twice is that it is restored to its original value. However, the following scenario leaves flag
in the incorrect state:
Time |
| Thread | Action |
---|---|---|---|
1 |
| t 1 |
Reads the current value of | ||
2 |
| t 2 |
Reads the current value of | ||
3 |
| t 1 |
Toggles the temporary variable in the cache to | ||
4 |
| t 2 |
Toggles the temporary variable in the different cache to | ||
5 |
| t 1 |
Writes the cache variable's value to | ||
6 |
| t 2 |
Writes the different cache variable's value to |
As a result, the effect of the call by t 2 is not reflected in flag
; the program behaves as if toggle_flag()
was called only once, not twice.
Noncompliant Code Example (Bitwise Negation)
The toggle_flag()
method may also use the compound assignment operator ^=
to negate the current value of flag
.
Compliant Solution (Mutex)
This compliant solution restricts access to flag
under a mutex lock:
Code Block | |
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|
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#include <threads.h> #include <stdbool.h> static |
bool flag = false; mtx_t flag_mutex; /* Initialize flag_mutex */ bool init_mutex(int type) { /* Check mutex type */ if (thrd_success != mtx_init(&flag_mutex, type)) { return false; /* Report error */ } return true; } void toggle_flag(void) { if (thrd_success != mtx_lock(&flag_mutex)) { /* Handle error */ } flag |
= |
!flag; if (thrd_success != mtx_unlock(&flag_mutex)) { /* Handle error */ } } bool get_flag(void) { |
bool temp_flag; |
This code is also not thread-safe. A data race exists because ^=
is a nonatomic compound operation.
Compliant Solution (Mutex)
This compliant solution restricts access to flag
under a mutex lock.
final class Flag { private boolean flag = true ; public synchronized void toggle() { flag ^= true ; // Same as flag = !flag; } public synchronized boolean getFlag() { return flag; } } |
if (thrd_success != mtx_lock(&flag_mutex)) {
/* Handle error */
}
temp_flag = flag;
if (thrd_success != mtx_unlock(&flag_mutex)) {
/* Handle error */
}
return temp_flag;
} |
This solution guards reads and writes to the the flag
field field with a lock on the instance, that is, this
. Furthermore, synchronization flag_mutex
. This lock ensures that changes to flag
are visible to all threads. Now, only two execution orders are possible, one of which is shown in the following scenario. In one execution order, t1 obtains the mutex and completes the operation before t 2 can acquire the mutex, as shown here:
Time |
| Thread | Action |
---|---|---|---|
1 |
| t 1 |
Reads the current value of |
cache variable | ||
2 |
| t 1 |
Toggles the |
cache variable to | ||
3 |
| t 1 |
Writes the |
cache variable's value to | ||
4 |
| t 2 |
Reads the current value of |
different cache variable | ||
5 |
| t 2 |
Toggles the |
different cache variable to | ||
6 |
| t 2 |
Writes the |
different cache variable's value to |
The second other execution order involves the same operations, but is similar, except that t 2 starts and finishes before t 1.
Compliance with rule LCK00-J. Use private final lock objects to synchronize classes that may interact with untrusted code can reduce the likelihood of misuse by ensuring that untrusted callers cannot access the lock object.
Compliant Solution (
Volatile-Read, Synchronized-Write)atomic_compare_exchange_weak()
)
This compliant solution uses atomic variables and a compare-and-exchange operation to guarantee that the correct value is stored in flag
. All updates are visible to other threads.
Code Block | ||||
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#include <stdatomic.h>
#include <stdbool.h>
static atomic_bool flag;
void init_flag(void) {
atomic_init(&flag, false);
}
void toggle_flag(void) {
bool old_flag = atomic_load(&flag);
bool new_flag;
do {
new_flag = !old_flag;
} while (!atomic_compare_exchange_weak(&flag, &old_flag, new_flag));
}
bool get_flag(void) {
return atomic_load(&flag);
} |
An alternative solution is to use the atomic_flag
data type for managing Boolean values atomically
In this compliant solution, the getFlag()
method is not synchronized, and flag
is declared as volatile. This solution is compliant because the read of flag
in thegetFlag()
method is an atomic operation and the volatile qualification assures visibility. The toggle()
method still requires synchronization because it performs a nonatomic operation.
final class Flag { private volatile boolean flag = true ; public synchronized void toggle() { flag ^= true ; // Same as flag = !flag; } public boolean getFlag() { return flag; } } |
This approach must not be used for getter methods that perform any additional operations other than returning the value of a volatile field without use of synchronization. Unless read performance is critical, this technique may lack significant advantages over synchronization [Goetz 2006].
Compliant Solution (Read-Write Lock)
This compliant solution uses a read-write lock to ensure atomicity and visibility.
final class Flag { private boolean flag = true ; private final ReadWriteLock lock = new ReentrantReadWriteLock(); private final Lock readLock = lock.readLock(); private final Lock writeLock = lock.writeLock(); public void toggle() { writeLock.lock(); try { flag ^= true ; // Same as flag = !flag; } finally { writeLock.unlock(); } } public boolean getFlag() { readLock.lock(); try { return flag; } finally { readLock.unlock(); } } } |
Read-write locks allow shared state to be accessed by multiple readers or a single writer but never both. According to Goetz [Goetz 2006]
In practice, read-write locks can improve performance for frequently accessed read-mostly data structures on multiprocessor systems; under other conditions they perform slightly worse than exclusive locks due to their greater complexity.
Profiling the application can determine the suitability of read-write locks.
Compliant Solution (AtomicBoolean
)
This compliant solution declares flag
to be of type AtomicBoolean
.
import java.util.concurrent.atomic.AtomicBoolean; final class Flag { private AtomicBoolean flag = new AtomicBoolean( true ); public void toggle() { boolean temp; do { temp = flag.get(); } while (!flag.compareAndSet(temp, !temp)); } public AtomicBoolean getFlag() { return flag; } } |
The flag
variable is updated using the compareAndSet()
method of the AtomicBoolean
class. All updates are visible to other threads.
Noncompliant Code Example (Addition of Primitives)
In this noncompliant code example, multiple threads can invoke the setValuesset_values()
method to set the a
and b
fields. Because this class code fails to test for integer overflow, users of the Adder
class must this code must also ensure that the arguments to the setValuesset_values()
method can be added without overflow . (See rule NUM00-J. Detect or prevent integer see INT32-C. Ensure that operations on signed integers do not result in overflow for more information.)
final class Adder { private int a; private int b; public int getSum() { return a + b; } public void setValues( int a, int b) { this .a = a; this .b = b; } } |
).
Code Block | ||||
---|---|---|---|---|
| ||||
static int a;
static int b;
int get_sum(void) {
return a + b;
}
void set_values(int new_a, int new_b) {
a = new_a;
b = new_b;
} |
The get_sum
The getSum()
method contains a race condition. For example, when a
and b
currently have the values 0
and Integer.MAX_VALUE
and INT_MAX
, respectively, and one thread calls getSumget_sum()
while another calls setValues(Integer.MAX_VALUEset_values(INT_MAX, 0)
, the getSumget_sum()
method might return either 0
or Integer.INT_MAX_VALUE
, or it might overflow. Overflow will occur when the first thread reads a
and b
after the second thread has set the value of a
to Integer.MAX_VALUE
, INT_MAX
but before it has set the value of b
to 0
.
Note that declaring the variables as volatile fails to resolve the issue because these compound operations involve reads and writes of multiple variables.
Noncompliant Code Example (Addition of Atomic Integers)
In this noncompliant code example, a
and and b
are are replaced with atomic integers.
final class Adder { private final AtomicInteger a = new AtomicInteger(); private final AtomicInteger b = new AtomicInteger(); public int getSum() { return a.get() + b.get(); } public void setValues( int a, int b) { this .a.set(a); this .b.set(b); } } |
Code Block | ||||
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#include <stdatomic.h>
static atomic_int a;
static atomic_int b;
void init_ab(void) {
atomic_init(&a, 0);
atomic_init(&b, 0);
}
int get_sum(void) {
return atomic_load(&a) + atomic_load(&b);
}
void set_values(int new_a, int new_b) {
atomic_store(&a, new_a);
atomic_store(&b, new_b);
} |
int
fields with atomic integers fails to eliminate the race condition in the sum because the compound operation a.get() + b.get()
is still non-atomic. While a sum of some value of a
and some value of b
will be returned, there is no guarantee that this value represents the sum of the values of a
and b
at any particular moment.Compliant Solution (_Atomic struct
)
This compliant solution uses an atomic struct, which guarantees that both numbers are read and written together.
Code Block | ||||
---|---|---|---|---|
| ||||
#include <stdatomic.h>
static _Atomic struct ab_s {
int a, b;
} ab;
void init_ab(void) {
struct ab_s new_ab = {0, 0};
atomic_init(&ab, new_ab);
}
int get_sum(void) {
struct ab_s new_ab = atomic_load(&ab);
return new_ab.a + new_ab.b;
}
void set_values(int new_a, int new_b) {
struct ab_s new_ab = {new_a, new_b};
atomic_store(&ab, new_ab);
} |
On most modern platforms, this will compile to be lock-free.
Compliant Solution (
AdditionMutex)
This compliant solution synchronizes the setValues()
and getSum()
methods to ensure atomicity.
final class Adder { private int a; private int b; public synchronized int getSum() { // Check for overflow return a + b; } public synchronized void setValues( int a, int b) { this .a = a; this .b = b; } } |
protects the set_values()
and get_sum()
methods with a mutex to ensure atomicity:
Code Block | ||||
---|---|---|---|---|
| ||||
#include <threads.h>
#include <stdbool.h>
static int a;
static int b;
mtx_t flag_mutex;
/* Initialize everything */
bool init_all(int type) {
/* Check mutex type */
a = 0;
b = 0;
if (thrd_success != mtx_init(&flag_mutex, type)) {
return false; /* Report error */
}
return true;
}
int get_sum(void) {
if (thrd_success != mtx_lock(&flag_mutex)) {
/* Handle error */
}
int sum = a + b;
if (thrd_success != mtx_unlock(&flag_mutex)) {
/* Handle error */
}
return sum;
}
void set_values(int new_a, int new_b) {
if (thrd_success != mtx_lock(&flag_mutex)) {
/* Handle error */
}
a = new_a;
b = new_b;
if (thrd_success != mtx_unlock(&flag_mutex)) {
/* Handle error */
}
} |
Thanks to the mutex, it is now possible to add overflow checking to the get_sum()
function The operations within the synchronized methods are now atomic with respect to other synchronized methods that lock on that object's monitor (that is, it's intrinsic lock). It is now possible, for example, to add overflow checking to the synchronized getSum()
method without introducing the possibility of a race condition.
Risk Assessment
When operations on shared variables are not atomic, unexpected results can be produced. For example, information can be disclosed inadvertently because one user can receive information about other users.
Rule | Severity | Likelihood | Detectable |
---|
Repairable | Priority | Level |
---|
CON07- |
C | Medium |
Probable |
Yes |
No | P8 | L2 |
Automated Detection
Some available static analysis tools can detect the instances of nonatomic update of a concurrently shared value. The result of the update is determined by the interleaving of thread execution. These tools can detect the instances where thread-shared data is accessed without holding an appropriate lock, possibly causing a race condition.
Related Guidelines
Tool | Version | Checker | Description | ||||||
---|---|---|---|---|---|---|---|---|---|
CodeSonar |
| CONCURRENCY.DATARACE | Data Race |
Related Guidelines
CERT Oracle Secure Coding Standard for Java | VNA02-J. Ensure that compound operations on shared variables are atomic |
CWE-667. Improper locking
CWE-413. Improper resource locking
Race condition within a thread |
, Unsynchronized access to shared data in a multithreaded context |
Bibliography
[API 2006] | Class |
Item 66. Synchronize access to shared mutable data | |
2.3, Locking | |
[JLS 2005] | |
| §17.4.5, Happens-Before Order |
| §17.4.3, Programs and Program Order |
| §17.4.8, Executions and Causality Requirements |
[Lea 2000] | Section 2.2.7, The Java Memory Model |
| Section 2.1.1.1, Objects and Locks |
CWE-667, Improper locking |
Bibliography
Subclause 7.17, "Atomics" |