OBJ32-J. Do not allow partially initialized objects to be accessed

For a non-final class, if a constructor throws an exception before fully initializing the object, it becomes possible to maliciously obtain its instance. For example, an attack that uses the finalizer construct allows an attacker to invoke arbitrary methods within the class despite of all authorization measures.

Noncompliant Code Example

The constructor of BankOperations class performs the SSN validation using performSSNVerification(). Assume that an attacker does not know the correct SSN, as a result this method trivially returns false in this example. A SecurityException is forcefully thrown as a result. The UserApp class appropriately catches this and an access denied message is displayed. However, it is still possible for a malicious program to invoke methods of the partially initialized class BankOperations. This is illustrated in the code that follows this example.

public class BankOperations {
  public BankOperations() {
    if (!performSSNVerification()) {
       throw new SecurityException("Invalid SSN!"); 
    }    
  }
  
  private boolean performSSNVerification() {
    return false; //returns true if data entered is valid, else false. Assume that the attacker just enters invalid SSN.
  }
  
  public static void greet() {
    System.out.println("Welcome user! You may now use all the features.");
  }
}

public class UserApp {
  public static void main(String[] args) {
    BankOperations bo;
    try {
      bo = new BankOperations();
    } catch(SecurityException ex) { bo = null; }
   
    if(bo != null)
    	bo.greet();
    else
      System.out.println("Sorry, you were denied access to the features.");
  }
}

To exploit this code, an attacker extends the BankOperations class and overrides the finalizer method. The gist of the attack is the capture of a handle of the partially initialized class. When the constructor throws an exception, the garbage collector waits to grab the object reference. However, by overriding the finalizer, a reference is obtained using the this keyword. Consequently, any method on the base class can be invoked maliciously. Note that, even a security manager check can be bypassed this way.

public class Interceptor extends BankOperations {
  private static Interceptor stealInstance = null;
  public static Interceptor get() {
    try {
      new Interceptor();
    } catch(Exception ex) { } // ignore the exception
    try {
      synchronized(Interceptor.class) {
        while (stealInstance == null) {
          System.gc();
          Interceptor.class.wait(10);
        }
      }
    } catch(InterruptedException ex) { return null; }
    return stealInstance;
  }
  public void finalize() {
    synchronized(Interceptor.class) {
      stealInstance = this;
      Interceptor.class.notify();
    }
    System.out.println("Stolen the instance in finalize of " + this);
  }
}

public class AttackerApp {    //invoke this class and gain access to the restrictive features
  public static void main(String[] args) {
    Interceptor i = Interceptor.get();
    i.greet();          //now invoke any method of BankOperations class
    UserApp.main(args); //Invoke the original UserApp
  }
}

This code is an exception to OBJ02-J. Avoid using finalizers

Compliant Solution

One compliant solution is to use an initialization flag that is explicitly set after the constructor has finished initializing the class. This flag should be tested before code is executed in any method. This (rather) imposing solution is recommended for security sensitive applications. For others, it is reasonable to initialize the default values of class variables to something like null. \Check this

public class BankOperations {
  public static boolean initialized = false;
  public BankOperations() {
    if (!performSSNVerification()) {
       throw new SecurityException("Invalid SSN!"); 
    }  
    else
      initialized = true;	  
  }
  
  private boolean performSSNVerification() {
    return false;
  }
  
  public static void greet() {
    if(initialized == true) {
      System.out.println("Welcome user! You may now use all the features.");
      //other authorized code
    }
    else
      System.out.println("You are not permitted!");
  }
}

Compliant Solution

Another compliant solution is to declare the partially-initialized class final.

public final class BankOperations {
...

Risk Assessment

Allowing a partially initialized object to be accessed can provide an attacker with an opportunity to exploit the object.

Automated Detection

TODO

Related Vulnerabilities

Search for vulnerabilities resulting from the violation of this rule on the CERT website.

References

[[SCG 07]]
[[Kabutz 01]] Issue 032 - Exceptional Constructors - Resurrecting the dead
[[JLS 05]] Section 12.6, Finalization of Class Instances
[[Bloch 08]] Item 7, Avoid finalizers
[[Darwin 04]] Section 9.5, The Finalize Method
[[Flanagan 05]] Section 3.3, Destroying and Finalizing Objects
[[API 06]] finalize()